Securities Exchange Commission

More Info

General Info

The Securities and Exchange Commission, also known as SEC, was established in 1934 and is responsible for promoting stability in the market and enforcing securities laws. The commission oversees various market participants, including securities exchanges, brokers and dealers, investment advisors and mutual fund companies. It brings civil enforcement actions against individuals and companies for the violation of securities laws. In addition, the Securities and Exchange Commission is responsible for protecting investors from infractions, such as insider trading, accounting fraud, and false and misleading information. The commission requires public companies to file financial reports and disclose market-related information for maintaining fair dealing. It includes the Division of Corporation Finance and the Division of Trading and Markets. In addition, the commission maintains the EDGAR database. The Securities and Exchange Commission is an independent, federal agency that was established by the Securities Exchange Act of 1934.

Extra Phones

Phone: (212) 336-0175

TollFree: (800) 732-0330

Payment method

debit, discover, master card, visa, check, amex, invoicing available, cash, diners club, paypal

Location

Brookfield Place/200 Vesey St

Neighborhoods

Battery Park City, Downtown Manhattan

AKA

US Securities & Exchange Commission

Other Links

http://www.sec.gov

https://www.sec.gov

https://www.sec.gov/regional-office/new-york

Category

Investment Advisory Service

Reviews

Details

Phone: (212) 336-1100

Address: 3 World Financial Ctr, New York, NY 10281

Website: http://www.sec.gov